The Year of the Looking Glass: Rethinking Documentation of Patient History and Treatment Plans

Recent published legal cases reflect an enhanced battle between medical experts over controlled substance prescribing and medical record documentation of the practitioner-patient relationship. Federal law still requires that controlled substances be prescribed by an individual practitioner 1) for a legitimate medical purpose and 2) who is acting in the usual course of professional practice and taking reasonable steps to prevent abuse and diversion. A recent DEA case stands out because of the agency’s enhanced focus on the sufficiency of medical record documentation in light of applicable licensing board requirements for opioid prescribing. The challenge of the COVID-19 public health emergency and the temporary “permission slip” offered by DEA for controlled substance prescribing through telemedicine encounters heightens the need for practitioner understanding of DEA and licensing board expectations in three key areas of chronic pain management: Patient History and Treatment Plans (MDL-05), Risk Evaluation and Updating Informed Consents and Treatment Agreements (MDL-06), and Periodic Review and Other Strategies During the COVID Era (MDL-07). Each of these courses builds upon the next and offers attendees a statement of “what” the DEA and licensing boards expect in terms of provider action and documentation, along with case-derived suggestions on “how” to evolve charting through the use of individualized care notes rather than boilerplate notes to render defensible provider documentation of clinical decision-making associated with controlled substance prescribing. This IS the Year of the Looking Glass and attendees will leave with a roadmap for self-evaluation to facilitate progress in the pursuit of quality pain care and improved medical record documentation.

Learning Objectives

  • Review DEA and Licensing Board positions on what constitutes a valid prescription for a controlled substance
  • Using the DEA‘s findings in Pompy, and the Maryland Physician’s Board findings in the Quainoo Consent Order, this information will permit attendees to explain how DEA and Licensing Boards evaluate history, physical examination, and treatment plans, and serve to illustrate documentation failures that may contribute to administrative sanctions (loss of DEA Registration; loss of professional license)
  • Identify steps practitioners should take to evaluate their own documentation and make updates to reflect an evolving and ongoing commitment to compliant controlled substance prescribing and quality pain care

Additional Information

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PDF icon Slides and Disclosures13.74 MB
Course summary
Available credit: 
  • 1.00 AAFP
  • 1.00 AANP
  • 1.00 ACCME (All Other)
  • 1.00 ACCME (MD/DO Only)
  • 1.00 ACPE Pharmacy
  • 1.00 ANCC
  • 1.00 APA
Course opens: 
06/01/2021
Course expires: 
06/01/2022
Rating: 
0

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Jen Bolen, JD

Founder
Legal Side of Pain
Knoxville

Available Credit

  • 1.00 AAFP
  • 1.00 AANP
  • 1.00 ACCME (All Other)
  • 1.00 ACCME (MD/DO Only)
  • 1.00 ACPE Pharmacy
  • 1.00 ANCC
  • 1.00 APA
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